Get the Financial Help You Need With Our Services

Based in Columbus, OH, Sweney Cartwright & Co. offers portfolio management to keep your assets healthy and earning. With assistance from our seasoned investment specialists, your money can earn more through the following securities and services:

Asset Management and Investment Advice

Our team of experienced professionals strives to build wealth by providing a well-diversified portfolio for investors of stocks, bonds, and mutual funds. We provide strategies to our clients to assist them in achieving their financial goals.


We provide clients with a wide selection of corporate, government, and municipal bonds. Our firm will act either as a principal or an agent in executing trades. The principals of the firm are active in the municipal market on a daily basis and update the offerings weekly as the market changes.

College Savings

Investing in a 529 plan is a vital tool in college preparation. Here in our firm, we work with a variety of 529 plans such as the CollegeAdvantage plan administered by the Ohio Tuition Trust Authority.

Mutual Funds

Mutual Fund investing is for our clients who are interested in balancing their stock and bond portfolios. Our firm uses fund companies such as The American Funds, Franklin Templeton, Fidelity Advisor, and Thornburg in advising clients on mutual fund investing.

Retirement Plans: 401(k)s and IRAs

Sweney Cartwright & Co. works with individual trust departments and outside investment counsel with the management of retirement plans. In addition, we provide our clients with IRAs and other retirement accounts through RBC and many mutual fund families.


We chose RBC Correspondent Services as our clearing firm. They are a division of RBC Capital Markets, LLC who is affiliated with the Securities Investor Protection Corporation (SIPC). This nonprofit membership corporation draws funding from its member security broker-dealers.

SIPC provides protection for the securities of the clients of its members. If a member firm fails, SIPC reimburses that firm’s clients. Up to $500,000 of the cash value of a client’s securities can be recovered this way. Additionally, up to $250,000 of the cash in a client’s account would be reimbursed by SIPC. This reduces the $500,000 above.

Aside from the protection given by SPIC, RBC Capital Markets, LLC, has purchased an additional policy. The latter covers extra securities and cash up to $99.5 million per client. Up to $900,000 of this amount may be in cash. This additional policy has an aggregate limit of $400 million.

RBC Capital Markets also protects client’s assets from loss due to theft or fraud. This covers computer fraud and theft by an outsider or employee for personal gain. The firm will cover the client’s losses in such cases using their CAN$310 million Financial Institution Bond. Coverage is subject to that policy’s conditions, limits, and terms.

Note: Deprecation of value of a client’s assets due to market loss is covered by neither SIPC protection, nor the additional policy. You can get more information by visiting


Our firm transacts client’s orders through our relationship with RBC Correspondent Services.

OTC Bank Stocks

Our team of experienced traders makes markets in more than 25 community banks trading on the NASDAQ and the Bulletin Board. Our approach to making markets is to act as both a consultant and market-maker to the banks we serve.

Call us today at 614-228-5391 to find more information about our services. You can also email us at for your inquiries.

Privacy Statement
A law passed by Congress requires us to provide a privacy policy to our customers. We do not disclose any private personal information about our customers present or past to anyone except as directed by law. We restrict access to your account to those employees and agents who need to know information in order to manage your account in an efficient manner.

You must consider your specific investment goals and styles before investing. Consult with an advisor before making any decisions. Security investments purchased from or held through Sweney Cartwright & Co. are not FDIC insured. Sweney Cartwright & CO. has no control over changing market conditions. Investing involves risk and no assurance can be given that any investment will be successful.